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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-04-10 |
| TX | RA | APPROVED | 2026-04-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Personal Tax Systems | Brookfield | CT | 03/1976 | Present |
| Financial Planning Associates, Inc. | Brookfield | CT | 01/1991 | 04/2026 |
| National Planning Corporation | Brookfield | CT | 03/2006 | 10/2017 |
| Securities America, Inc. | Brookfield | CT | 10/2017 | 09/2023 |
| Securities America Advisors | Brookfield | CT | 10/2017 | 10/2023 |
| Founders Financial Securities Llc | Towson | MD | 11/2023 | 04/2026 |
| Lpl Financial | Brookfield | CT | 04/2026 | Present |
1. 04/2026 - Personal tax Systems, Inc. - Tax Prep/Accounting/CPA - Inv Related - 5 Hour(s)/Month - 0 Hour(s) During Trading - Brookfield, CT, 06804 - OBA Start Date: 03/15/1976 2. 04/2026 - Summer Street Financial - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 04/10/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1986-11-05 |
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