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350 Linden Oaks Suite 140, Rochester, NY 14625 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-07-21 |
| NJ | RA | APPROVED | 2022-05-13 |
Branch Locations
1200 Route 22, Suite 2000, East Bridgewater, NJ 08807 • United States
350 Linden Oaks Suite 140, Rochester, NY 14625 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services | Dunellen | NJ | 11/2012 | 06/2020 |
| The Provident Bank | Bloomfield | NJ | 11/2012 | 06/2020 |
| Cetera Investment Advisers Llc | Dunellen | NJ | 01/2014 | 06/2020 |
| Waddell & Reed, Inc. | Newtown | NJ | 06/2020 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Flemington | NJ | 06/2020 | 07/2021 |
| Kas Associates Corporation | Flemington | NJ | 12/2020 | 12/2021 |
| Lpl Financial, Llc | Bridgewater | NJ | 07/2021 | 04/2022 |
| American Portfolios Financial Services | Bridgewater | NY | 04/2022 | 04/2022 |
| American Portfolios Financial Services Inc. | Holbrook | NY | 04/2022 | 10/2024 |
| Novem Group | Rochester | NY | 05/2022 | Present |
| Osaic Wealth, Inc. | Bridgewater | NJ | 10/2024 | Present |
1. INDIVIDUAL INSURANCE SALES, NOT INVESTMENT-RELATED, INSURANCE AGENT, START DATE 1/1994, 1 HR/MONTH TOTAL, 1 HR/MONTH DURING MARKET HRS NOVEM GROUP - RIA, INVESTMENT-RELATED, START DATE 4/2022, 20 HRS/WEEK, 80 HRS/MONTH DURING MARKET HRS OSAIC WEALTH, INC. - REGISTERED REPRESENTATIVE, INVESTMENT-RELATED, START DATE 10/2024, 150 HRS/MONTH DURING TRADING HOURS & TOTAL. 2. NOVEM GROUP POSITION: Financial Advisor NATURE: Novem Group is an RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2022 ADDRESS: 350 Linden Oaks, Ste 140, Rochester NY 14625, United States DESCRIPTION: Financial Services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-15 |
| S65 | Uniform Investment Adviser Law Examination | 2002-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-22 |
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