Robert Warren Hitchcock

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-01-05
GA	RA	APPROVED	2023-08-23
NY	RA	APPROVED	2021-02-14
NC	RA	APPROVED	2019-01-15
IL	RA	APPROVED	2018-10-24
FL	RA	APPROVED	2017-06-09
CA	RA	APPROVED	2017-06-07
AZ	RA	APPROVED	2017-06-06
RI	RA	APPROVED	2012-01-30
NH	RA	APPROVED	2012-01-25
MA	RA	APPROVED	2000-12-20

CT RA
APPROVED

Since 2026-01-05
GA RA
APPROVED

Since 2023-08-23
NY RA
APPROVED

Since 2021-02-14
NC RA
APPROVED

Since 2019-01-15
IL RA
APPROVED

Since 2018-10-24
FL RA
APPROVED

Since 2017-06-09
CA RA
APPROVED

Since 2017-06-07
AZ RA
APPROVED

Since 2017-06-06
RI RA
APPROVED

Since 2012-01-30
NH RA
APPROVED

Since 2012-01-25
MA RA
APPROVED

Since 2000-12-20

Branch Locations

501 Boston Providence Turnpike Suite #2L, Norwood, MA 02062 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Centaurus Financial, Inc.	Orange	CA	01/2000	Present

01/2000 → Present

Centaurus Financial, Inc.

Orange, CA

Other Businesses

ESTATE PLANNING TEAM, NON-INVESTMENT RELATED, 45110 CLUB DRIVE, SUITE B, INDIAN WELLS, CA 09910, TO REPRESENT AND MARKET THE SERVICE OF THE DEFERRED SALES TRUST, MEMBER, SINCE 1/17/2017, DEVOTED TIME IS 20 HOURS A MONTH, PROSPECTING FOR POTENTIAL CLIENTS AND EXPLAINING THE DEFERRED SALES TRUST. THE THORNDIKE COMPANY, LLC, NON-INVESMTMENT RELATED, 501 BOSTON PROVIDENCE TURNPIKE, SUITE 2L, NORWOOD, MA 02062, FINANCIAL SERVICES PRACTICE, SINCE 1/1/2001, BUSINESS OWNER, DEVOTED TIME IS 160 HOURS A MONTH, OVERSIGHT OF OFFICE OPERATIONS AND MARKETING. BROKER, INACTIVE TRADITIONAL INSURANCE RENEWALS. BOSTON, MA 02109. NON INVESTMENT RELATED SINCE 04/1985.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-10-06
S63	Uniform Securities Agent State Law Examination	1986-07-01

S65 Uniform Investment Adviser Law Examination

1999-10-06
S63 Uniform Securities Agent State Law Examination

1986-07-01

Other Names

Bob Hitchcock
Robert Hitchcock

View on SEC IAPD