Gerald Emil Stefanelli

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 06/2020
  Investment Advisors Asset Management, Llc
  Easton, PA
• 04/2013 → 07/2024
  Royal Alliance Associates, Inc.
  Springfield, NJ
• 03/2001 → 01/2017
  Benefex Benefit Consulting
  Livingston, NJ
• 07/2024 → Present
  Lpl Financial Llc
  Eatontown, NJ

Previous Registrations

• 2019-10-18 → 2024-07-05
  Osaic Wealth, Inc.
  Scottsdale, AZ
  Eatontown, NJ
• 2013-04-10 → 2020-06-30
  Investment Advisors Asset Management, Llc
  Springfield, NJ
  Easton, PA
• 2008-01-25 → 2013-04-02
  Kestra Investment Services, Llc
  Austin, TX
  Livingston, NJ

Other Businesses

1. 07/01/2024 - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Started: 1/1/2017 - 3 Hrs/Mo; 1 Hr During Trading. 2. 07/01/2024 - Investment Advisors Financial Group - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-01-27
• S63 Uniform Securities Agent State Law Examination
  1992-10-10

Other Names

• Gerald E Stefanelli
• Jerry Stefanelli