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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2009-04-17 |
| TX | RA | APPROVED_RES | 2009-03-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Indianapolis | IN | 03/2009 | Present |
| Bank Of America,Na | Indianapoli | IN | 11/2009 | Present |
I*2306280, Entity Type: , Name of OBA: MR B J N AND A N JTWROS , Address: Columbus, Indiana, 47203-5510, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07-Apr-2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1985-12-27 |
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