John Jay Vanbeusekom

Employer firm

Mutual Of Omaha Investor Services, Inc. CRD 611

$32.0M regulatory AUM 6,880 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2009-01-05

WI RA
APPROVED

Since 2009-01-05

Branch Locations

N16W23217 Stone Ridge Drive Ste 120, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mutual/United Of Omaha	Brookfield	WI	07/1985	Present
Mutual Of Omaha Investor Services, Inc.	Milwaukee	WI	07/1985	Present

07/1985 → Present

Mutual/United Of Omaha

Brookfield, WI
07/1985 → Present

Mutual Of Omaha Investor Services, Inc.

Milwaukee, WI

Other Businesses

INSURANCE AGENT; START DATE: 1985; NON-INVESTMENT RELATED; LINES: LIFE, HEALTH, ANNUITIES, MEDICARE SUPPLEMENTS; APPROXIMATELY 40 HOURS PER WEEK DURING TRADING HOURS. JAY VAN BEUSEKOM FINANCIAL ADVISOR, LLC; START DATE 01/2008; BCH VIA MOMCO PETERSEN INTERNATIONAL: DISABILITY INS SALES. DOMAIN NAMES: WWW.WHY-JAY.COM; WWW.JVBFINANCIAL.NET Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-12-05
S63	Uniform Securities Agent State Law Examination	1985-12-07

S65 Uniform Investment Adviser Law Examination

2006-12-05
S63 Uniform Securities Agent State Law Examination

1985-12-07

View on SEC IAPD