Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-08-30 |
| NC | RA | APPROVED | 2024-08-29 |
| OH | RA | APPROVED | 2024-08-28 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
Corolla, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Corolla | NC | 12/2014 | Present |
1) 04/29/2025-Roxane Miller-Cleaner-Outside/W-2 Employment-Not inv related-At Corolla, NC- Start date 06/01/2025-12hrs/mth-0hrs/mth during trading 2) 04/29/2025-The North End Company LLC-Pool cleaner-Outside/W-2 Employment-Not inv related-At Corolla, NC-Start date 05/19/2025-30hrs/mth-3hrs/mth during trading 3) 10/15/2025-Sapphire Court Reporting-Scoping-Outside/W-2 Employment-Not inv related-At Corolla, NC-Start date 10/20/2025-40hrs/mth-5hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-16 |
Reach out to this advisor