Philip Albert Sgariglia

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-06-17
IL	RA	APPROVED	2019-08-08

FL RA
APPROVED

Since 2021-06-17
IL RA
APPROVED

Since 2019-08-08

Branch Locations

Miromar Lakes, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Financial Servicenter Corp.	Miromar Lakes	FL	01/1972	Present
Cetera Advisor Networks Llc	New Lenox	IL	01/2013	09/2018
Lpl Financial, Llc	Miromar Lakes	FL	09/2018	Present

01/1972 → Present

Financial Servicenter Corp.

Miromar Lakes, FL
01/2013 → 09/2018

Cetera Advisor Networks Llc

New Lenox, IL
09/2018 → Present

Lpl Financial, Llc

Miromar Lakes, FL

Previous Registrations

1998-02-01 → 2018-10-03

Cetera Wealth Services, Llc

New Lenox, IL

Other Businesses

1) 9/27/2018 - NON-VARIABLE INSURANCE - FIXED INSURANCE AGENT - NEW LENOX, IL 2) 9/27/2018 - VINCENT F SGARIGLIA LIVING TRUST - Not Investment Related - 19509 Abbots Way, Mokena, IL- Property Cape Coral Florida (commercial building) - Act in a Fiduciary Capacity - Successor Trustee - Start Date: 01/26/1999 - Successor Trustee and 1/3 beneficiary - Fathers Trust. 3) 9/27/2018 - FINANCIAL SERVICENTER CORP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/1972 - 160 Hours Per Month. 4) 7/29/2021 - AZZURRO FINANCIAL CORP. - Not Investment Related - 10540 MARINO POINTE DRIVE #303, MIROMAR LAKES, FL 33913 - Business Entity For Tax/Investment Purposes Only - PRESIDENT & OWNER - Start Date: 07/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 5) 10/13/2021 - SAN MARINO FINANCIAL CORP. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 100 Hours Per Month/60 During Securities Trading. 6) 01/29/2025 - AZZURRO FINANCIAL CORP. - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Start Date - 07/01/2021 - 2 Hours Per Month/ 2 Hours During Securities Trading. 7) 01/31/2026 - Financial Service Center of Delaware, LLC D/B/A Financial ServiCenter - Tax Prep/Accounting/CPA - Tax Prep - Investment Related - At Reported Business Location(s) - Start Date 01/21/2026 - 1 hour per month/ during trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-10-28

S63 Uniform Securities Agent State Law Examination

1991-10-28

Other Names

Phil Sgariglia

View on SEC IAPD