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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2013-04-05
  • VT RA
    APPROVED
    Since 2013-04-05

Branch Locations

171 Battery Street Suite 1, Burlington, VT 05401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 03/2013 Present
Cetera Investment Advisers Llc Schaumbur IL 03/2013 Present
Castle Advisors Burlington VT 09/2009 Present
Kinneston Financial Services, Inc Burlington VT 02/2007 Present
  • 03/2013 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 03/2013 → Present
    Schaumbur, IL
  • 09/2009 → Present
    Castle Advisors
    Burlington, VT
  • 02/2007 → Present
    Kinneston Financial Services, Inc
    Burlington, VT
Previous Registrations
  • 2007-05-17 → 2013-03-28
    Kestra Investment Services, Llc
    South Burlington, VT
    South Burlington, VT
    Colchester, VT
Other Businesses

1)CASTLE ADVISORS; DBA NAME FOR INVESTMENT PRACTICE - INV. RELATED; BURLINGTON, VT; LLP; PARTNER; SALE OF FIXED INSURANCE THROUGH MVP HEALTHCARE, ASSURANT/PRINCIPLE/UNUM, STANDARD INSURANCE, DELTA DENTAL; SINCE 09/2009; 40 HRS/MONTH DURING SECURITIES TRADING HOURS: 2)KINNESTON FINANCIAL SERVICE, INC; NON-INV. RELATED; BURLINGTON, VT; INSURANCE BROKERAGE; PRESIDENT; INSURANCE BROKER THROUGH MVP HEALTHCARE, BCBSVT, PENN MUTUAL, HCB; SINCE 02/2007; 50 HRS/MONTH; 40 HRS/MONTH DURING SECURITIES TRADING HOURS: 3) NAME OF OTHER BUSINESS: JEFFREY G KINNESTON; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 6/1992; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY MANAGEMENT;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-12-22
  • S63 Uniform Securities Agent State Law Examination
    1998-12-22
Designations

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