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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2013-04-05 |
Branch Locations
171 Battery Street Suite 1, Burlington, VT 05401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 03/2013 | Present |
| Cetera Investment Advisers Llc | Schaumbur | IL | 03/2013 | Present |
| Castle Advisors | Burlington | VT | 09/2009 | Present |
| Kinneston Financial Services, Inc | Burlington | VT | 02/2007 | Present |
1)CASTLE ADVISORS; DBA NAME FOR INVESTMENT PRACTICE - INV. RELATED; BURLINGTON, VT; LLP; PARTNER; SALE OF FIXED INSURANCE THROUGH MVP HEALTHCARE, ASSURANT/PRINCIPLE/UNUM, STANDARD INSURANCE, DELTA DENTAL; SINCE 09/2009; 40 HRS/MONTH DURING SECURITIES TRADING HOURS: 2)KINNESTON FINANCIAL SERVICE, INC; NON-INV. RELATED; BURLINGTON, VT; INSURANCE BROKERAGE; PRESIDENT; INSURANCE BROKER THROUGH MVP HEALTHCARE, BCBSVT, PENN MUTUAL, HCB; SINCE 02/2007; 50 HRS/MONTH; 40 HRS/MONTH DURING SECURITIES TRADING HOURS: 3) NAME OF OTHER BUSINESS: JEFFREY G KINNESTON; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 6/1992; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY MANAGEMENT;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-12-22 |
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