Jason Douglas Borman

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1999 → Present
  Raymond James Financial Services, Inc.
  Lafayette, CA
• 05/2006 → Present
  Borman Financial Services
  Lafayette, CA
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Lafayette, CA
• 01/2010 → Present
  Borman Investment Management & Planning Group
  Lafayette, CA
• 03/2025 → Present
  Borman Wealth Advisors
  Lafayette, CA

Previous Registrations

• 2004-04-15 → 2005-06-27
  Aon Capital Advisors Llc
  San Francisco, CA

Other Businesses

(1)Name of Business: Address: 3736 Mt Diablo Blvd Ste 300, Lafayette, CA, 94549-3659, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/16/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I would be the agent on a non variable life insurance application with Prudential (2)Name of Business: Borman Investment Management & Planning Group Address: 3736 Mt Diablo Blvd Suite 205, Lafayette, CA, 94549, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Advisor in charge (BRB05) (3)Name of Business: Borman Wealth Advisors Address: 3736 Mt Diablo Blvd Ste 205, Lafayette, CA, 94549-3611, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/15/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Advisor in charge (BRB05)

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-12-21
• S63 Uniform Securities Agent State Law Examination
  1999-07-29

Designations

• Certified Financial Planner