Dan Boyd Roberts

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1984 → Present
  Self-Employed
  Provo, UT
• 01/1988 → Present
  The Financial Resource Group
  Provo, UT
• 04/2012 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2000-01-13 → 2012-05-07
  Securities America Advisors, Inc.
  Provo, UT
  Alpine, UT

Other Businesses

1. Fixed insurance sales, as of 11/1984, 15% of time spent during business hours, conducted at the branch, investment-related. 2. Financial & Estate Strategists, Inc., president, 100% owner of private entity created to operate insurance business, as of 11/1984, 15% of time spent during business hours, conducted at branch, investment-related. 3. Manager & owner, 833 Holdings LLC; an entity created for the purpose of holding the advisor's self-directed IRA; as of start date 11/29/2017; 2% of time spent during business hours; conducted at branch location; investment related. 4. Owner, JR Long Term Holdings, LLC; entity created to hold personal investments; as of 01/04/2024; 20% of time spent during business hours; Conducted at branch location; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-07-11
• S63 Uniform Securities Agent State Law Examination
  1986-02-26