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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-09-05
TX RA APPROVED 2019-09-05
  • MN RA
    APPROVED
    Since 2019-09-05
  • TX RA
    APPROVED
    Since 2019-09-05

Branch Locations

701 Lake Street E Ste 200 [Satellite], Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Minneapolis MN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Minneapolis MN 11/2016 09/2019
Wells Fargo Advisors Financial Network, Llc Wayzata MN 09/2019 Present
Previous Registrations
Other Businesses

PERISSOS, LLC, INVT RELATED, WAYZATA, MN, 100% OWNERSHIP, START 9/6/2019, 160 HRS PER MONTH, 8 HRS DURING TRADING, FOR FINET PRACTICE. SOUTH METRO HUSKIES, INV RELATED, BURNSVILLE, MN, TREASURER, START 4/10/2023, 3 HOURS PER MONTH, ZERO HOURS DURING TRADING, PAYING EXPENSES, UPDATING BALANCE SHEET. PEHRSON GP LLC; INV RELATED; BLOOMINGTON, MN; MERCHANT PARTNERSHIP;90% OWNERSHIP; START DATE: 11/21/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-04
S63 Uniform Securities Agent State Law Examination 1986-01-31
  • S65 Uniform Investment Adviser Law Examination
    1999-03-04
  • S63 Uniform Securities Agent State Law Examination
    1986-01-31
Designations
  • Certified Financial Planner

View on SEC IAPD

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