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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-05-18 |
| CA | RA | APPROVED | 2015-06-25 |
| CO | RA | APPROVED | 2014-11-06 |
| TX | RA | APPROVED_RES | 2013-10-14 |
| ND | RA | APPROVED | 2011-01-11 |
| SC | RA | APPROVED | 2011-01-04 |
| MA | RA | APPROVED | 2010-12-23 |
| PA | RA | APPROVED | 2010-12-23 |
| SD | RA | APPROVED | 2010-12-23 |
| FL | RA | APPROVED | 2010-12-22 |
| NC | RA | APPROVED | 2010-04-07 |
| NJ | RA | APPROVED | 2005-08-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Linwood | NJ | 07/2001 | Present |
1) Stockton University - Board of Trustees, 101 Vera King Farris Drive, Galloway, NJ 08205-1776; Nature: Education - Not Investment Related; Title/Position: Trustee; Duties: The role of Stockton's Board of Trustees encompasses a wide-range of responsibilities in its provision of oversight to the University with a continued commitment to practice good governance; Devotes: 7 hours/month; Start Date: 05/05/2021; Not compensated. 2)Laurel Memorial Park Inc., 112 S. Oxford Ave, #804, Ventnor, NJ 08406; Nature of Business: Cemetery - Not Investment Related; Title/Position: Board Member (10/2009) - Duties: one annual mtg and quarterly committee meetings; Devotes 1 Hour/Month; Not Compensated. 3) The Charity League of Atlantic County, Po Box 356, Somers Point, NJ 08244; Nature: Charitable Organization that provides support to nine Social Agencies in the South Jersey area; Title/Position: Associate Member; Devotes 2 hours/month; Start Date 2002; Not Compensated. 4) Shore Medical Center - Planned Gifts & Development Committee, 100 Medical Center Way, Somers Point, NJ 08244; Not Investment Related; Title/Position: Planned Gifts & Development Committee Member; Duties: Develop and implement a fund-raising plan; Devotes 1 hour/month; Not compensated. 5) Stockton University, Galloway, NJ. Investment Committe Chair: duties are to help board in fiduciary duty to ensure practice of sound & wise investment strategies of institutional funds; proper implementation & execution of University's investment approach. The management of the funds are done by two outside fund managers on a discretionary basis. Neither the committee nor the chair manages the investments or handles the funds. Not compensated, 1 hr./month. 6) Stockton University, Galloway, NJ. Advancement Committee Member - Oversees continuity & viability of University Philanthropic endeavors in order to ensure well-being & sustainability of University's financial future & support of institutional priorities. 7) Stockton University, Galloway, NJ. Member of Finance and Professional Services Committee (05/2021) - Assists Board in its duties to ensure financial & economic soundness of Univ. Serves as fiscal gatekeeper providing oversight & guidance of Financial Adm and business operations. Not investment related, not compensated, less than 1 hour/month. 8) Stockton University, Galloway, NJ. Board of Trustees Audit Committee Member (10/2025). Not investment related, not compensated 1 hour/month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-17 |
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