Charles Richard Southard

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	1999-09-12

OH RA
APPROVED

Since 1999-09-12

Branch Locations

10050 Innovation Dr Ste 310, Miamisburg, OH 45342-4933 • United States

Germantown, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Miamisburg	OH	09/2005	03/2020
Ameriprise Financial Services, Llc	Miamisburg	OH	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Miamisburg, OH
03/2020 → Present

Ameriprise Financial Services, Llc

Miamisburg, OH

Other Businesses

Business Ownership; AMPEX, LLC; ; Manage Real Estate; 10050 Innovation DriveSte 310Miamisburg, OH 45342, ,; ; 08/01/2011; 1 to 9 hours per month; .

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Other Names

Other Firms

Other Investors

Other Offices

Reviews