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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-15
TN RA APPROVED 2018-03-29
  • TX RA
    APPROVED_RES
    Since 2024-07-15
  • TN RA
    APPROVED
    Since 2018-03-29

Branch Locations

270 E Main Street Suite 700, Hendersonville, TN 37075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Bank, Nashville, N.A. Nashville TN 10/1989 03/2018
Raymond James Financial Services, Inc Hendersonville TN 03/2018 Present
Photography Goodlettesville TN 08/2010 Present
Raymond James Financial Services Advisors Inc Hendersonville TN 03/2018 Present
Pinnacle Financial Partners Hendersonville TN 03/2018 Present
  • 10/1989 → 03/2018
    Suntrust Bank, Nashville, N.A.
    Nashville, TN
  • 03/2018 → Present
    Raymond James Financial Services, Inc
    Hendersonville, TN
  • 08/2010 → Present
    Photography
    Goodlettesville, TN
  • 03/2018 → Present
    Hendersonville, TN
  • 03/2018 → Present
    Pinnacle Financial Partners
    Hendersonville, TN
Previous Registrations
  • 2016-09-09 → 2018-03-28
    Joelton, TN
    Goodlettsville, TN
    Hendersonville, TN
    Hendersonville, TN
    Nashville, TN
    St Petersburg, FL
    St. Petersburg, FL
    Springfield, TN
  • 1998-05-28 → 2016-12-31
    Truist Investment Services, Inc.
    Springfield, TN
    Madison, TN
    Goodlettsville, TN
    Hendersonville, TN
    Hendersonville, TN
    Madison, TN
    Goodlettsville, TN
    Joelton, TN
    Nashville, TN
    St Petersburg, FL
    Saint Petersburg, FL
    Springfield, TN
Other Businesses

(1)Name of Business: Pinnacle Asset Management Address: 270 E Main St, Hendersonville, TN, 37075, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/02/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-27
S63 Uniform Securities Agent State Law Examination 1986-10-01
  • S65 Uniform Investment Adviser Law Examination
    1999-12-27
  • S63 Uniform Securities Agent State Law Examination
    1986-10-01
Other Names
  • Ken Farley

View on SEC IAPD

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