Ronald Keith Akers

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2025-01-01
TX	RA	APPROVED_RES	2013-05-10

TN RA
APPROVED

Since 2025-01-01
TX RA
APPROVED_RES

Since 2013-05-10

Branch Locations

Brentwood, TN • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Brentwood	TN	04/2013	Present

04/2013 → Present

Lpl Financial

Brentwood, TN

Previous Registrations

2009-01-02 → 2013-05-01

Raymond James Financial Services Advisors, Inc

Franklin, TN
2004-05-13 → 2009-01-02

Raymond James Financial Services, Inc.

Franklin, TN

Brentwood, TN

Brentwood, TN

Brentwood, TN
2004-01-27 → 2004-03-11

Ubs Financial Services Inc.

Nashville, TN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-08
S63	Uniform Securities Agent State Law Examination	1986-02-05

S65 Uniform Investment Adviser Law Examination

1999-11-08
S63 Uniform Securities Agent State Law Examination

1986-02-05

View on SEC IAPD