Darren Scott Mason

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1979 → 06/2023
  Minnesota Life
  St. Paul, MN
• 06/1979 → 06/2023
  Tax & Financial Group
  Newport Beach, CA
• 08/1988 → 06/2023
  Securian Financial Services, Inc.
  St. Paul, MN
• 01/1994 → 06/2023
  Crump
  Harrisburg, PA
• 06/2023 → Present
  Lpl Financial Llc
  Newport Beach, CA

Previous Registrations

• 1998-11-18 → 2023-06-26
  Securian Financial Services, Inc.
  Newport Beach, CA
  Newport Beach, CA

Other Businesses

1) 06/08/2023 - CRUMP - Non-Variable Insurance - Trails Only - Start: 06/2023 2) 12/19/2024 - Advisory Benefit Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/14/2024 - 160 hours per month/ during trading 3) 12/05/2025 - Non Variable Insurance - Agent - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/01/2023 - 23 hours per month/ 1 hour during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-16
• S63 Uniform Securities Agent State Law Examination
  1994-04-15

Designations

• Chartered Financial Consultant