James Yukio Nakamine

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1995 → Present
  Principal Securities Inc
  Novato, CA
• 07/1998 → Present
  Principal Life Insurance Company
  Novato, CA

Other Businesses

***VARIOUS COMPANIES, GROUP BENEFITS-MEDICAL, 12/09-PRESENT. ***Fixed Insurance, Group Medical, Dental, 10/03/16. ***All Saints Lutheran Church; Not Investment Related; Novato, CA; Council Member; oversee church administration and budget, no check writing capabilities; Start Date: 01/26/2020; 3 hrs per month; during trading hours. INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 10/03/2016 ADDRESS: 103 partridge Drive, Novato CA 94945, United States DESCRIPTION: Fixed insurance OBA updating Group Medical,dental,supplemental, life insurance, DI, Annuities

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-02-05
• S63 Uniform Securities Agent State Law Examination
  1995-06-28