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Brett Allen Hendrickson

Nokomis Capital, L.L.C.

Dallas, TX

CRD 3105067

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Employer firm

Nokomis Capital, L.l.c. CRD 145627

$804M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Nokomis Capital, L.L.C.

1717 Mckinney Avenue Suite 850, Dallas, TX 75202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-03-18
  • TX RA
    APPROVED
    Since 2008-03-18

Branch Locations

1717 Mckinney Avenue Suite 850, Dallas, TX 75202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nokomis Capital, L.L.C. Dallas TX 10/2007 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-26
S63 Uniform Securities Agent State Law Examination 1998-09-08
  • S65 Uniform Investment Adviser Law Examination
    2007-10-26
  • S63 Uniform Securities Agent State Law Examination
    1998-09-08

View on SEC IAPD

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