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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-02-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Lancaster | PA | 03/2008 | 02/2022 |
| Raymond James & Associates, Inc. | Conshohocken | PA | 02/2022 | Present |
(1) Name of Business: Golf Association of Philadelphia Address: 44 Hershey lane, lancaster, PA, 17603, United States Activity Type: Non profit Position/Title: Officer - Vice President, Board Member Investment Related: No Start Date: 10/23/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: serve on EC board, as VP. Golf Association of Philadelphia (GAP) runs golf tournaments for men, women and juniors in the Eastern part of PA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-25 |
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