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5320 Northshore Drive, North Little Rock, AR 72118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-08-26 |
Branch Locations
658 Cash Road Sw, Camden, AR 71701 • United States
5320 Northshore Drive, North Little Rock, AR 72118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Camden | AR | 05/2009 | 11/2019 |
| Independent Financial Group | Camden | AR | 11/2019 | 07/2023 |
| F3 Logic, Llc | Camden | AR | 11/2019 | 05/2023 |
| Wells Fargo Advisors Financial Network | St. Louis | MO | 06/2001 | 11/2019 |
| Gallagher Fiduciary Advisors, Llc | Camden | AR | 06/2023 | 08/2024 |
| Triad Advisors | Norcross | GA | 07/2023 | 08/2024 |
| Osaic Wealth, Inc. | Camden | AR | 08/2024 | 08/2024 |
| Sowell Management | Camden | AR | 08/2024 | Present |
1) Church at the Armory; not investment related;815 West 8th Street, El Dorado, AR 71730; board member or officer; finance committee chair and elder of the church;11/1/2011;5 hrs/month;0 hrs during trading; committee member in reviewing the budget and spending of the church and organizational duties of the church 2) Fellowship of Christian Athletes; not investment related;365 Sweet Gum Acres Road, El Dorado, AR 71730; volunteer association; volunteer;1/1/2000;4 hrs/month;0 hrs during trading; assist in setting up local FCA groups within schools/organizations also speak on occasion to these same groups 3) His Kingdom First SLLC f/k/a Keep It In The Kingdom Inc; investment-related;365 Sweet Gum Acres Road, El Dorado, AR 71730; officer/director;11/1/1997;3-4 hrs/month; 0 hrs/month; public speaker on a variety of topics-some are faith based, others are inspirational or motivational in nature, but not religious 4) Rivers Investment Group; investment-related;658 Cash Road SW, Camden, AR 71701; inc; agent/representative;6/1/2001;160 hrs/month;130 hrs during trading;100% owner of dba Rivers Investment Group-used for marketing securities and advisory services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-06 |
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