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Daniel Eugene Rivers

Sowell Management

Camden, AR

North Little Rock, AR

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Current Employers
Sowell Management

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-08-26
  • AR RA
    APPROVED
    Since 2024-08-26

Branch Locations

658 Cash Road Sw, Camden, AR 71701 • United States

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Camden AR 05/2009 11/2019
Independent Financial Group Camden AR 11/2019 07/2023
F3 Logic, Llc Camden AR 11/2019 05/2023
Wells Fargo Advisors Financial Network St. Louis MO 06/2001 11/2019
Gallagher Fiduciary Advisors, Llc Camden AR 06/2023 08/2024
Triad Advisors Norcross GA 07/2023 08/2024
Osaic Wealth, Inc. Camden AR 08/2024 08/2024
Sowell Management Camden AR 08/2024 Present
  • 05/2009 → 11/2019
    Camden, AR
  • 11/2019 → 07/2023
    Independent Financial Group
    Camden, AR
  • 11/2019 → 05/2023
    F3 Logic, Llc
    Camden, AR
  • 06/2001 → 11/2019
    Wells Fargo Advisors Financial Network
    St. Louis, MO
  • 06/2023 → 08/2024
    Camden, AR
  • 07/2023 → 08/2024
    Triad Advisors
    Norcross, GA
  • 08/2024 → 08/2024
    Osaic Wealth, Inc.
    Camden, AR
  • 08/2024 → Present
    Camden, AR
Previous Registrations
Other Businesses

1) Church at the Armory; not investment related;815 West 8th Street, El Dorado, AR 71730; board member or officer; finance committee chair and elder of the church;11/1/2011;5 hrs/month;0 hrs during trading; committee member in reviewing the budget and spending of the church and organizational duties of the church 2) Fellowship of Christian Athletes; not investment related;365 Sweet Gum Acres Road, El Dorado, AR 71730; volunteer association; volunteer;1/1/2000;4 hrs/month;0 hrs during trading; assist in setting up local FCA groups within schools/organizations also speak on occasion to these same groups 3) His Kingdom First SLLC f/k/a Keep It In The Kingdom Inc; investment-related;365 Sweet Gum Acres Road, El Dorado, AR 71730; officer/director;11/1/1997;3-4 hrs/month; 0 hrs/month; public speaker on a variety of topics-some are faith based, others are inspirational or motivational in nature, but not religious 4) Rivers Investment Group; investment-related;658 Cash Road SW, Camden, AR 71701; inc; agent/representative;6/1/2001;160 hrs/month;130 hrs during trading;100% owner of dba Rivers Investment Group-used for marketing securities and advisory services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-21
S63 Uniform Securities Agent State Law Examination 1986-02-06
  • S65 Uniform Investment Adviser Law Examination
    2001-02-21
  • S63 Uniform Securities Agent State Law Examination
    1986-02-06
Other Names
  • Danny Rivers

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