Daniel Eugene Rivers

Employer firm

Sowell Management CRD 127145

$4.81B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2019
  Wells Fargo Advisors Financial Network Llc
  Camden, AR
• 11/2019 → 07/2023
  Independent Financial Group
  Camden, AR
• 11/2019 → 05/2023
  F3 Logic, Llc
  Camden, AR
• 06/2001 → 11/2019
  Wells Fargo Advisors Financial Network
  St. Louis, MO
• 06/2023 → 08/2024
  Gallagher Fiduciary Advisors, Llc
  Camden, AR
• 07/2023 → 08/2024
  Triad Advisors
  Norcross, GA
• 08/2024 → 08/2024
  Osaic Wealth, Inc.
  Camden, AR
• 08/2024 → Present
  Sowell Management
  Camden, AR

Previous Registrations

• 2023-07-14 → 2024-11-26
  Gallagher Fiduciary Advisors, Llc
  Camden, AR
• 2020-01-06 → 2023-05-19
  F3Logic, Llc
  Camden, AR
  Burnsville, MN
• 2001-06-21 → 2019-11-26
  Wells Fargo Advisors Financial Network, Llc
  El Dorado, AR
  Camden, AR

Other Businesses

1) Church at the Armory; not investment related;815 West 8th Street, El Dorado, AR 71730; board member or officer; finance committee chair and elder of the church;11/1/2011;5 hrs/month;0 hrs during trading; committee member in reviewing the budget and spending of the church and organizational duties of the church 2) Fellowship of Christian Athletes; not investment related;365 Sweet Gum Acres Road, El Dorado, AR 71730; volunteer association; volunteer;1/1/2000;4 hrs/month;0 hrs during trading; assist in setting up local FCA groups within schools/organizations also speak on occasion to these same groups 3) His Kingdom First SLLC f/k/a Keep It In The Kingdom Inc; investment-related;365 Sweet Gum Acres Road, El Dorado, AR 71730; officer/director;11/1/1997;3-4 hrs/month; 0 hrs/month; public speaker on a variety of topics-some are faith based, others are inspirational or motivational in nature, but not religious 4) Rivers Investment Group; investment-related;658 Cash Road SW, Camden, AR 71701; inc; agent/representative;6/1/2001;160 hrs/month;130 hrs during trading;100% owner of dba Rivers Investment Group-used for marketing securities and advisory services

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-02-21
• S63 Uniform Securities Agent State Law Examination
  1986-02-06

Other Names

• Danny Rivers