Best Investors Account Sign in

Geoffrey Blair Ringstad

Stifel, Nicolaus & Company, Incorporated

Hauppauge, NY

Claim This Profile
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-26
TX RA APPROVED 2019-03-22
  • NY RA
    APPROVED
    Since 2021-05-26
  • TX RA
    APPROVED
    Since 2019-03-22

Branch Locations

100 Motor Parkway 2Nd Floor, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Empire Securities, Inc. Hauppauge NY 12/2002 03/2019
Stifel, Nicolaus & Company, Incorporated Hauppauge NY 03/2019 Present
Previous Registrations
  • 2010-04-06 → 2019-01-10
    First Empire Asset Management, Inc
    Hauppauge, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-01
S63 Uniform Securities Agent State Law Examination 1986-01-10
  • S66 Uniform Combined State Law Examination
    2010-03-01
  • S63 Uniform Securities Agent State Law Examination
    1986-01-10
Other Names
  • Geoffrey B Ringstad

View on SEC IAPD

Other Firms

EQUITY SERVICES, INC.
MADISON GLOBAL ADVISORS LLC
UNITED FINANCIAL PLANNING GROUP LLC
COMMONWEALTH FINANCIAL NETWORK
LPL FINANCIAL LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
J.P. MORGAN SECURITIES LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

RICHARD S HYAMS
ALEXANDER VICTOR ZOURIDES
LANNY JOEL WEISMAN
CHRISTOPHER J VARGAS
DAVID JOHN JENSEN
DYLAN JOSEPH GUERRERA
PATRICK DE TOLLA
RONALD LEE HOUSLEY

Other Offices

EQUITY SERVICES, INC. · HAUPPAUGE, NY
MADISON GLOBAL ADVISORS LLC · HAUPPAUGE, NY
UNITED FINANCIAL PLANNING GROUP LLC · HAUPPAUGE, NY
COMMONWEALTH FINANCIAL NETWORK · Hauppauge, NY
LPL FINANCIAL LLC · HAUPPAUGE, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Hauppauge, NY
J.P. MORGAN SECURITIES LLC · HAUPPAUGE, NY
CETERA INVESTMENT ADVISERS LLC · Hauppauge, NY

More in Hauppauge, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor