Catherine Marie Nicholas

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Bethesda, MD
• 11/2016 → 03/2026
  Wells Fargo Clearing Services, Llc
  Bethesda, MD
• 03/2026 → Present
  Wells Fargo Advisors Financial Network, Llc
  Bethesda, MD

Previous Registrations

• 2009-02-27 → 2026-03-23
  Wells Fargo Clearing Services, Llc
  Bethesda, MD
  Ocala, FL
  Rockville, MD
• 1994-03-28 → 2009-03-17
  Ubs Financial Services Inc.
  Rockville, MD
  Rockville, MD

Other Businesses

NICHOLAS FAMILY LLC, INV RELATED, ROCKVILLE, MD, 100% OWNERSHIP, START 1/1/2010, 2 HOURS PER MONTH, ZERO DURING TRADING, LIVESTOCK INVESTMENTS.; | MOUNTAIN HOLLOW LLC, NOT INV RELATED, MARKHAM, VA, 100% OWNERSHIP WITH SPOUSE, START 6/10/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, AGRICULTURE.;| POWER OF ATTORNEY FOR SISTER, INV RELATED, ROCKVILLE, MD, START 7/28/2023, 1 HOUR A MONTH, ZERO HOURS DURING TRADING.;| CO-TRUSTEE FOR PARENT'S TRUST, INV RELATED, GETTYSBURG, PA, START: 8/23/2023, 4 HOURS A MONTH, 2 HOURS DURING TRADING.| RENTAL PROPERTY; INV RELATED; OCALA, FL; SEASONAL RENTAL; 100% OWNER; START DATE 01/01/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING RENTAL PROPERTY - SUBURST; INV RELATED; KATY, TX; RENTAL;50% OWNERSHIP; START DATE: 10/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; NICHOLAS WEALTH MGMT. INC ; INV RELATED; ROCKVILLE, MD; FINANCIAL ADVISOR;100% OWNERSHIP; ; START DATE: 04/01/2026; 160 HRS PER MONTH; 160 HRS DURING TRADING; NICHOLAS GP, LLC; INV RELATED;BOZEMAN,MT; MERCHANT AGREEMENT;90% OWNERSHIP; START DATE: 07/23/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-01-29
• S63 Uniform Securities Agent State Law Examination
  1989-05-23