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Frederick Thomas Turner

Wells Fargo Advisors Financial Network, LLC

Bethesda, MD

Iselin, NJ

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-03-03
TX RA APPROVED 2025-03-03
  • NJ RA
    APPROVED
    Since 2025-03-03
  • TX RA
    APPROVED
    Since 2025-03-03

Branch Locations

7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States

33 Wood Avenue South 7Th Fl 730 [Satellite], Iselin, NJ 08830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Woodbridge NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Woodbridge NJ 11/2016 03/2025
Wells Fargo Advisors Financial Network, Llc Iselin NJ 03/2025 Present
Previous Registrations
  • 2002-06-12 → 2025-03-03
    Wells Fargo Clearing Services, Llc
    South Plainfield, NJ
    South Plainfield, NJ
    Short Hills, NJ
    Woodbridge, NJ
    Perth Amboy, NJ
    Fords, NJ
    Woodbridge, NJ
    Carteret, NJ
    Oakhurst, NJ
    Short Hills, NJ
    Short Hills, NJ
    Edison, NJ
  • 2002-05-23 → 2002-07-01
    Ubs Financial Services Inc.
    Red Bank, NJ
Other Businesses

TURNER GP, LLC;INV RELATED; CHESTER,NJ; MERCHANT PARTNERSHIP;90% OWNERSHIP;CO-OWNER ; START DATE: 08/11/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-02-26
S63 Uniform Securities Agent State Law Examination 1998-09-21
  • S66 Uniform Combined State Law Examination
    2000-02-26
  • S63 Uniform Securities Agent State Law Examination
    1998-09-21
Other Names
  • Rick Turner

View on SEC IAPD

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Other Offices

LGG FINANCIAL · BETHESDA, MD
BLUE SPARROW FUNDS GP LLC · BETHESDA, MD
KALAMATA ASSET MANAGEMENT LLC · BETHESDA, MD
GLASSY MOUNTAIN ADVISORS, INC. · BETHESDA, MD
NOORDZEE CAPITAL LLC · BETHESDA, MD
HIGHTOWER ADVISORS, LLC · BETHESDA, MD
GOLDEN WEALTH STRATEGIES · Bethesda, MD
FIDELIS CAPITAL · Bethesda, MD

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