Neil G Gargiulo

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-08

NY RA
APPROVED

Since 2021-06-08

Branch Locations

23 Depot Plaza, Bedford Hills, NY 10507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	02/2002	Present

02/2002 → Present

Edward Jones

St Louis, MO

Other Businesses

FINRA Arbitration Type of business: Securities Regulation New York, NY Start date: 1/1/1993 Arbitrator Hours per week: 0 Hours during trading: 0 participate in arbitration panels as needed

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-01-05

S63 Uniform Securities Agent State Law Examination

1993-01-05

Other Names

Neil Gaetano Gargiulo

View on SEC IAPD