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Jacques W Simpson

J.P. Morgan Securities LLC

Wheaton, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-09-13
IL RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2013-09-13
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

120 E Wesley St, Floors 2 & 3, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Wheaton IL 10/2012 Present
Jpmorgan Chase Bank, N.A. Wheaton IL 10/2012 Present
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Chicago, IL
    Chicago, IL
    Wheaton, IL
    Carol Stream, IL
    Glen Ellyn, IL
    Wheaton, IL
  • 1999-02-01 → 2005-07-06
    Banc One Securities Corporation
    Wheaton, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-04
S63 Uniform Securities Agent State Law Examination 1987-11-09
  • S65 Uniform Investment Adviser Law Examination
    1999-03-04
  • S63 Uniform Securities Agent State Law Examination
    1987-11-09
Designations
Other Names
  • Jim Simpson
  • Jacques William Simpson

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
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