Retha Brown Hagood

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2015-05-28

AL RA
APPROVED

Since 2015-05-28

Branch Locations

600 University Park Place Suite 130 & 175, Homewood, AL 35209 • United States

198 Narrows Dr Ste 102 [Satellite], Birmingham, AL 35242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Birmingham	AL	05/2015	Present

05/2015 → Present

Wells Fargo Advisors Financial Network, Llc

Birmingham, AL

Previous Registrations

2008-12-09 → 2015-06-02

Ubs Financial Services Inc.

Birmingham, AL
1994-09-28 → 2008-12-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Birmingham, AL

Birmingham, AL

Other Businesses

BSC, LLC; INVESTMENT RELATED; BIRMINGHAM, AL; 50% OWNER; START DATE 06/09/2008; .25 HOURS MONTHLY/ 0 DURING TRADING. HUSBAND OWNS OTHER 50%. BUILDERS SERVICE COMPANY, LLC, INV RELATED, BIRMINGHAM, AL, 100% OWNERSHIP WITH SPOUSE, START 03/21/2006, .15 HOURS PER MONTH, ZERO DURING TRADING, PAY BILLS AND MAKE DEPOSITS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-09-01
S63	Uniform Securities Agent State Law Examination	1986-10-09

S65 Uniform Investment Adviser Law Examination

1994-09-01
S63 Uniform Securities Agent State Law Examination

1986-10-09

Other Names

Rethia Carol Brown
Rethia Brown Hagood
Retha Brown Hagood

View on SEC IAPD