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Current Employers
Harvest Portfolio Management, Llc

Isle Of Palms, SC • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-06-04
FL RA APPROVED 2025-06-09
SC RA APPROVED 2025-06-09
  • MI RA
    APPROVED
    Since 2026-06-04
  • FL RA
    APPROVED
    Since 2025-06-09
  • SC RA
    APPROVED
    Since 2025-06-09

Branch Locations

Isle Of Palms, SC • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation Yes
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Reliance Trust Company Of Delaware West Palm Beach FL 08/2016 05/2018
Harvest Portfolio Management, Llc Wellington FL 08/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-12
S66 Uniform Combined State Law Examination 2005-03-01
S63 Uniform Securities Agent State Law Examination 1986-01-30
  • S65 Uniform Investment Adviser Law Examination
    2018-09-12
  • S66 Uniform Combined State Law Examination
    2005-03-01
  • S63 Uniform Securities Agent State Law Examination
    1986-01-30

View on SEC IAPD

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