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Michael Vincent Susini

Wells Fargo Clearing Services, LLC

Florham Park, NJ

Bradenton, FL

Mendham, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-09
NJ RA APPROVED 2015-04-29
TX RA APPROVED_RES 2015-04-24
  • FL RA
    APPROVED
    Since 2023-05-09
  • NJ RA
    APPROVED
    Since 2015-04-29
  • TX RA
    APPROVED_RES
    Since 2015-04-24

Branch Locations

200 Campus Dr Ste 220, Florham Park, NJ 07932 • United States

Bradenton, FL • United States

Mendham, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Morristown NJ 04/2015 11/2016
Wells Fargo Clearing Services, Llc Morristown NJ 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2015-04-27
    Morgan Stanley
    Morristown, NJ
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Morristown, NJ
  • 2002-06-27 → 2007-04-02
    Morgan Stanley Dw Inc.
    Morristown, NJ
    Morristown, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-06
S63 Uniform Securities Agent State Law Examination 1986-01-08
  • S65 Uniform Investment Adviser Law Examination
    1993-12-06
  • S63 Uniform Securities Agent State Law Examination
    1986-01-08
Other Names
  • Michael Vincent Susini
  • Michael V Susini

View on SEC IAPD

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WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
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JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
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