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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2022-06-07 |
| TX | RA | APPROVED | 2022-06-06 |
| CA | RA | APPROVED | 2022-05-23 |
| PA | RA | APPROVED | 2022-05-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Dallas | TX | 05/2015 | 10/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 02/2022 | Present |
| Unemployed | Dallas | TX | 11/2021 | 02/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-18 |
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