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156 Diablo Road Suite 320, Danville, CA 94526 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-01-14 |
| CA | RA | APPROVED | 1999-06-18 |
Branch Locations
156 Diablo Road Suite 320, Danville, CA 94526 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Pacific Center For Financial Services | San Ramon | CA | 04/1997 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | 04/2026 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 04/2026 |
1. LIFE, HEALTH, LONG TERM CARE INSURANCE SALES AS COMPONENT OF INVESTMENT/ADVISORY BUSINESS; 2.NAME OF OTHER BUSINESS: 5 STAR PROPERTIES INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL NATURE OF BUSINESS: PERSONAL RENTAL PROPERTIES START DATE: 01/15/2010 POSITION/TITLE/RELATIONSHIP: CO-MANAGER APX NUMBER OF HOURS PER WEEK: 10 +/- APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: CO-MANAGE WITH WIFE. 3. NAME OF OTHER BUSINESS: STAR Capital Corp DBA Live Better Financial INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED NATURE OF BUSINESS: MORTGAGES START DATE: 11/01/2015 POSITION/TITLE/RELATIONSHIP: MORTGAGE BROKER APX NUMBER OF HOURS PER WEEK: 1-5 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: 1ST & 2ND MTGS, FHA LOANS. 4. NAME OF OTHER BUSINESS: STEPHEN F. SCHLIESSER ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: RESIDENTIAL REAL ESTATE REFERRALS; START DATE: 5/2022 ; POSITION/TITLE/RELATIONSHIP: REAL ESTATE BROKER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: REFERRAL RELATIONSHIP WITH AGENTS, REFER A CLIENT THAT MAY LIST THEIR HOME FOR SALE ; 5. NAME OF OTHER BUSINESS: COUNTRY CLUB VISTA HOA; INVESTMENT RELATED: NO, ADDRESS: 60 MAYHEW WAY WALNUT CREEK, CA 94597; NATURE OF BUSINESS: HOMEOWNERS ASSOCIATION; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIESREVIEW FINANCIAL STATEMENTS, ASSIST IN COMPILING BUDGET;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-06-28 |
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