Norman Mcinnis Nicolson

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-06-02
AL	RA	APPROVED	2015-07-07

TX RA
APPROVED_RES

Since 2018-06-02
AL RA
APPROVED

Since 2015-07-07

Branch Locations

Mobile, AL • United States

3600 Springhill Business Park Suite 1000, Mobile, AL 36608 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Mobile	AL	09/2017	Present
Stifel, Nicolaus & Company, Incorporated	Mobile	AL	07/2015	09/2017

09/2017 → Present

Stifel, Nicolaus & Company, Incorporated

Mobile, AL
07/2015 → 09/2017

Stifel, Nicolaus & Company, Incorporated

Mobile, AL

Previous Registrations

2009-10-15 → 2015-07-07

Intl Advisory Consultants Inc.

Birmingham, AL

Other Businesses

Nicolson Family Property; Chapman AL; minority owner; 5/15/1982; 4.0 hours per year; not during securities trading hours; Investment-Related

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-11-22

S63 Uniform Securities Agent State Law Examination

1985-11-22

View on SEC IAPD