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4100 Embassy Parkway Suite 100, Akron, OH 44333 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-06-10 |
Branch Locations
4100 Embassy Parkway Suite 100, Akron, OH 44333 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc. | Akron | OH | 08/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Akron | OH | 11/2016 | Present |
| Lpl Financial Llc | Akron | OH | 05/2020 | Present |
| Symphony Financial Services, Inc. | Akron | OH | 05/2020 | Present |
1. 5/22/2020 - Symphony Financial Services, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/2020. 2. 6/22/2020 - Symphony Financial Services, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 04/2020 - 16 Hours Per Month/4 Hours During Securities Trading - Time Spent 10% - I provide investment advisory services through Symphony Financial Services, Inc., an independent investment advisor firm. I started this business activity in 04/2020. I expect to spend approximately 16 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-03 |
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