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Lawrence Franklin Innes

The Innes Associates, Ltd.

Tempe, AZ

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Current Employers
The Innes Associates, Ltd.

60 E. Rio Salado Pkwy Suite 900, Tempe, AZ 85281 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2020-02-26
ID RA APPROVED 2020-02-20
AZ RA APPROVED 2013-10-28
  • UT RA
    APPROVED
    Since 2020-02-26
  • ID RA
    APPROVED
    Since 2020-02-20
  • AZ RA
    APPROVED
    Since 2013-10-28

Branch Locations

60 E. Rio Salado Pkwy Suite 900, Tempe, AZ 85281 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Innes Associates, Ltd. Pheonix AZ 03/1990 Present
Previous Registrations
Other Businesses

1. 11/05/08- BLUE WILDERNESS PROPERTIES, LLC/ CABIN RENTALS/ PHOENIX, 2. 07/23/18- IN Properties, LLC / Apartment Coplex, Valdez AK 3. 05/15/21-North Rim Holdings/ Cabin Rentals/Grand Canyon AZ 4. 07/23/18-Grand Canyon Shuttle Sevices/Grand Canyon, AZ

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-10-25
S63 Uniform Securities Agent State Law Examination 1985-12-02
  • S65 Uniform Investment Adviser Law Examination
    2013-10-25
  • S63 Uniform Securities Agent State Law Examination
    1985-12-02
Other Names
  • Lawrence Franklin Innes
  • Larry Innes

View on SEC IAPD

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