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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 1998-02-06
  • IL RA
    APPROVED
    Since 1998-02-06

Branch Locations

501 N Morton Ave, Morton, IL 61550-1526 • United States

Morton, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Morton IL 09/2005 03/2020
Ameriprise Financial Services, Llc Morton IL 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 501 N. Morton Avenue Morton, IL, ,; Not Investment-Related; 07/31/2013 / Commercial; 126 S. Main St., Morton, IL, , Morton, IL, 61550; Not Investment-Related; 07/01/2015. Business Ownership; The Morton Popcorn Shoppe, LLC DBA America's Popcorn Shop; Scheduling, ordering, cash management, hiring.; Retail gourmet popcorn shop. (This is a renaming of an existing approved business.) LLC name added as well.; 126 S. Main St., , Morton, IL, 61550; Not Investment-Related; 03/27/2015; 40 to 59 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-01-22
  • S63 Uniform Securities Agent State Law Examination
    1986-01-22
Other Names
  • Greg Nichols

View on SEC IAPD

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