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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-06-20
WV RA APPROVED 2003-07-01
  • OH RA
    APPROVED
    Since 2024-06-20
  • WV RA
    APPROVED
    Since 2003-07-01

Branch Locations

2001 Main St Ste 700, Wheeling, WV 26003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Wheeling WV 05/2009 11/2016
Wells Fargo Clearing Services, Llc Wheeling WV 11/2016 Present
Previous Registrations
  • 2002-05-02 → 2003-07-01
    Prudential Equity Group, Llc
    Wheeling, WV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-30
S63 Uniform Securities Agent State Law Examination 1986-01-29
  • S65 Uniform Investment Adviser Law Examination
    2002-04-30
  • S63 Uniform Securities Agent State Law Examination
    1986-01-29

View on SEC IAPD

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