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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2004-06-30
TX RA APPROVED 2004-06-21
  • AR RA
    APPROVED
    Since 2004-06-30
  • TX RA
    APPROVED
    Since 2004-06-21

Branch Locations

2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Little Rock AR 02/2003 Present
Bank Of America, N.A. Little Rock AR 11/2009 Present
Other Businesses

I*39577FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: FELLOWSHIP BIBLE CHURCHINVESTMENT RELATED: NADDRESS OF BUSINESS:LITTLE ROCK, ARKANSAS 72223NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 10/1/2010NUMBER OF HOURS DEVOTED: 8 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: NON-PROFIT CHURCH. RESPONSIBILITIES INCLUDE BUDGETING AND GOVERNANCE. I*135274For profit or not for profit: Non-Profit OrganizationName of outside business organization: Rotary Club of Little Rock Club 99 FoundationInvestment related: YAddress of business: Little Rock, Arkansas 72202Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 12/1/2020Number of hours devoted: 1 hour(s) QuarterlyNumber of hours devoted during trading hours: 1Duties: Board member. The mission of the Club 99 Foundation is to establish, build, manage and serve as a fiduciary that supports the mission of the Rotary Club of Little Rock in furthering the overall Rotary purposes and programs. I*2929298, Entity Type: Entity Charitable, Name of OBA: Little Rock Christian Academy Foundation, Address: Little Rock, Arkansas, 72223, Investment Related: Y, Position, Title, Association: ["Board Member"], Employee State Date: 10/01/2025, No Hours: 4 Monthly, No Hours during Trading: 0 Monthly, Duties: Board Member 1) Would be reviewing Foundation asset performance as a part of high level governance. 2) All assets are managed through a fiduciary who has daily discretion. Board member do not make investment decisions. 3) The school has recently revived its already existing foundation, and named the school's board of trust (which I am on and is already approved) as the same board for purposes of its foundation. School Foundation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-18
  • S66 Uniform Combined State Law Examination
    2004-06-18
Other Names
  • Michael A Marquez

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