Michael Alfred Marquez

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2003 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Little Rock, AR
• 11/2009 → Present
  Bank Of America, N.A.
  Little Rock, AR

Other Businesses

I*39577FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: FELLOWSHIP BIBLE CHURCHINVESTMENT RELATED: NADDRESS OF BUSINESS:LITTLE ROCK, ARKANSAS 72223NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 10/1/2010NUMBER OF HOURS DEVOTED: 8 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: NON-PROFIT CHURCH. RESPONSIBILITIES INCLUDE BUDGETING AND GOVERNANCE. I*135274For profit or not for profit: Non-Profit OrganizationName of outside business organization: Rotary Club of Little Rock Club 99 FoundationInvestment related: YAddress of business: Little Rock, Arkansas 72202Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 12/1/2020Number of hours devoted: 1 hour(s) QuarterlyNumber of hours devoted during trading hours: 1Duties: Board member. The mission of the Club 99 Foundation is to establish, build, manage and serve as a fiduciary that supports the mission of the Rotary Club of Little Rock in furthering the overall Rotary purposes and programs. I*2929298, Entity Type: Entity Charitable, Name of OBA: Little Rock Christian Academy Foundation, Address: Little Rock, Arkansas, 72223, Investment Related: Y, Position, Title, Association: ["Board Member"], Employee State Date: 10/01/2025, No Hours: 4 Monthly, No Hours during Trading: 0 Monthly, Duties: Board Member 1) Would be reviewing Foundation asset performance as a part of high level governance. 2) All assets are managed through a fiduciary who has daily discretion. Board member do not make investment decisions. 3) The school has recently revived its already existing foundation, and named the school's board of trust (which I am on and is already approved) as the same board for purposes of its foundation. School Foundation.

Exams

• S66 Uniform Combined State Law Examination
  2004-06-18

Other Names

• Michael A Marquez