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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2004-06-30 |
| TX | RA | APPROVED | 2004-06-21 |
Branch Locations
2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Little Rock | AR | 02/2003 | Present |
| Bank Of America, N.A. | Little Rock | AR | 11/2009 | Present |
I*39577FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: FELLOWSHIP BIBLE CHURCHINVESTMENT RELATED: NADDRESS OF BUSINESS:LITTLE ROCK, ARKANSAS 72223NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 10/1/2010NUMBER OF HOURS DEVOTED: 8 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: NON-PROFIT CHURCH. RESPONSIBILITIES INCLUDE BUDGETING AND GOVERNANCE. I*135274For profit or not for profit: Non-Profit OrganizationName of outside business organization: Rotary Club of Little Rock Club 99 FoundationInvestment related: YAddress of business: Little Rock, Arkansas 72202Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 12/1/2020Number of hours devoted: 1 hour(s) QuarterlyNumber of hours devoted during trading hours: 1Duties: Board member. The mission of the Club 99 Foundation is to establish, build, manage and serve as a fiduciary that supports the mission of the Rotary Club of Little Rock in furthering the overall Rotary purposes and programs. I*2929298, Entity Type: Entity Charitable, Name of OBA: Little Rock Christian Academy Foundation, Address: Little Rock, Arkansas, 72223, Investment Related: Y, Position, Title, Association: ["Board Member"], Employee State Date: 10/01/2025, No Hours: 4 Monthly, No Hours during Trading: 0 Monthly, Duties: Board Member 1) Would be reviewing Foundation asset performance as a part of high level governance. 2) All assets are managed through a fiduciary who has daily discretion. Board member do not make investment decisions. 3) The school has recently revived its already existing foundation, and named the school's board of trust (which I am on and is already approved) as the same board for purposes of its foundation. School Foundation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-18 |
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