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Richard Horwitch

Cohen Capital

Chicago, IL

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Current Employers
Cohen Capital

303 East Wacker Drive Suite 2103, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-01-16
  • IL RA
    APPROVED
    Since 2026-01-16

Branch Locations

303 East Wacker Drive Suite 2103, Chicago, IL 60601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Securities, Inc. Chicago IL 01/1992 01/2021
Raymond James & Associates, Inc. Chicago IL 06/2022 01/2026
Unemployed Chicago IL 01/2021 06/2022
Cohen Capital Advisors, Llc Dba Cohen Capital Chicago IL 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-05
S63 Uniform Securities Agent State Law Examination 1992-01-30
  • S66 Uniform Combined State Law Examination
    2015-02-05
  • S63 Uniform Securities Agent State Law Examination
    1992-01-30

View on SEC IAPD

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BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
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GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
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