Richard Arlen Planto

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1994 → 10/2020
  Securian Financial Services, Inc.
  San Antonio, TX
• 05/1994 → Present
  Minnesota Life
  St Paul, MN
• 05/1994 → Present
  Planto Roe & Associates Inc
  San Antonio, TX
• 05/2001 → Present
  Jewish Community Center
  San Antonio, TX
• 01/2002 → Present
  Pr Stonehue Ltd
  San Antonio, TX
• 01/2002 → Present
  Pr, Llc
  San Antonio, TX
• 10/2020 → 06/2024
  Securities America, Inc.
  San Antonio, TX
• 10/2020 → 06/2024
  Securities America Advisors
  San Antonio, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  San Antonio, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  San Antonio, TX

Previous Registrations

• 2020-10-26 → 2024-06-14
  Securities America Advisors, Inc.
  San Antonio, TX
  San Antonio, TX
• 1994-06-01 → 2020-11-12
  Securian Financial Services, Inc.
  San Antonio, TX
  Lake Charles, LA

Other Businesses

1. DBA: SYMMETRY FINANCIAL SOLUTIONS 2. ALAMO HEIGHTS ROTARY CLUB POSITION: Fundraising NATURE: Committee to raise funds for The alamo Heights Rotary Club INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2020 ADDRESS: PO Box 6995, San Antonio TX 78209, United States DESCRIPTION: Fundraising and hosting the event 3. JEWISH FEDERATION OF SAN ANTONIO AND THE HOLOCAUST MUSEUM POSITION: fundraising NATURE: Raising Money for the Jewish Federation Of San Antonio INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2015 ADDRESS: 12500 NW Military Drive, San Antonio TX 78231, United States DESCRIPTION: raising money to support the Annual Campaign and the Holocaust Museum 4. TEMPLE BETH-EL POSITION: volunteer NATURE: Religious Non profit Temple Beth-El INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2018 ADDRESS: 211 Belknap Place, San Antonio TX 78212, United States DESCRIPTION: committee chair of nominating committee volunteer soliciting congregants to participate in fundraising for temple 5. THE PARK AT LINCOLN HEIGHTS HOA POSITION: Director NATURE: Board of our HOA, Park at Lincoln Heights HOA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/11/2021 ADDRESS: 613 NW Loop 410, Suite 510, San Antonio TX 78216, United States DESCRIPTION: I will be a Director on the Board. Carry out duties of the director. I have not bee to a board meeting yet. 6. MISSION HERITAGE PARTNERS POSITION: board member NATURE: Mission Heritage Partners INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2022 ADDRESS: 6539 San Jose Drive, San Antonio TX 78214, United States DESCRIPTION: Board member Raising funds to support the nonprofit being on the committee that plans fundraising events 7. TEMPLE BETH-EL POSITION: volunteer NATURE: Religious Non profit Temple Beth-El INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2018 ADDRESS: 211 Belknap Place, San Antonio TX 78212, United States DESCRIPTION: committee chair of nominating committee volunteer soliciting congregants to participate in fundraising for temple 8. THE PARK AT LINCOLN HEIGHTS HOA POSITION: Director NATURE: Board of our HOA, Park at Lincoln Heights HOA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/11/2021 ADDRESS: 613 NW Loop 410, Suite 510, San Antonio TX 78216, United States DESCRIPTION: I will be a Director on the Board. Carry out duties of the director.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-02-22

Designations

• Chartered Financial Consultant