Joseph W Lamberti

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1999 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 07/2011 → Present
  Bank Of America, N.A.
  Chicago, IL

Other Businesses

1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION2.NAME OF OUTSIDE BUSINESS ORGANIZATION: V FAMILY TRUST3.INVESTMENT RELATED: Y4.ADDRESS OF BUSINESS: 2316 ORRINGTON AVE, EVANSTON, ILLINOIS 602015.NATURE OF BUSINESS: TRUST,7.POSITION, TITLE, ASSOCIATION: TRUSTEE, 8.START DATE OF RELATIONSHIP: 3/25/20139.NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 011.DUTIES: ACTUING AS TRUSTEE/FIDUCIARY I*2629268, Entity Type: , Name of OBA: V IRR FAMILY TRUST, Address: Sarasota, Illinois, 34242, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 03/13/2025, No Hours: 2 Monthly, No Hours during Trading: 1 Monthly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  1999-06-30

Other Names

• Joseph W Lamberti
• Joseph William Lamberti