John Caputo

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → Present
  Wells Fargo Advisors Financial Network Llc
  West Lebanon, NH

Previous Registrations

• 2009-06-01 → 2011-01-27
  Morgan Stanley
  Hanover, NH
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Lebanon, NH
• 2002-09-16 → 2007-04-02
  Morgan Stanley Dw Inc.
  West Lebanon, NH
  West Lebanon, NH
• 1999-04-29 → 2002-10-01
  Ubs Financial Services Inc.
  Concord, NH

Other Businesses

DECA WEALTH MANAGEMENT, INVT RELATED, WEST LEBANON, NH, 50% OWNERSHIP, START DATE 1/14/2011, ALL HRS PER MONTH, ALL HRS DURING TRADING, FINET PRACTICE.; ADMINISTRATOR FOR SPOUSE, INV RELATED, CANAAN, NH, START: 12/12/2022, 0 HRS/MONTH, 0 HRS DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-02-08
• S63 Uniform Securities Agent State Law Examination
  1986-01-16

Other Names

• John Charles Caputo