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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2021-09-22 |
| TX | RA | APPROVED | 2021-09-22 |
Branch Locations
7335 S. Lewis Ave., Suite 306, Tulsa, OK 74136-6845 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Tulsa | OK | 09/2011 | 09/2021 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 09/2021 |
| Lpl Financial | Tulsa | OK | 09/2021 | Present |
1)9/2021 - Fidler Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. Related- Tulsa, OK 2) 9/2021- LORN & LUANNE LYMAN REV TRUST- Act in a Fiduciary Capacity- co-trustee - non-inv. Related- Tulsa, OK- start dat 11/13/2018 3) 04/28/2022 - LJ Lyman Investments, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 10/04/2021 - 5 Hours Per Month/ 0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-23 |
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