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Harbour Financial Resources, Ltd CRD 110261
$190M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
9933 Lawler Ave., Suite 500, Skokie, IL 60077-4302 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2003-03-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harbour Financial Resources | Skokie | IL | 03/2003 | Present |
| Oak Ridge Investments, Inc. | Chicago | IL | 09/2002 | Present |
OAK RIDGE INVESTMENTS, INC., REGISTERED REPRESENTATIVE, APPROXIMATELY 5% OF DAY IS DEVOTED TO THIS AREA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1985-12-05 |
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