Best Investors
Account
Sign in
Best Investors
Account
Sign in
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Waterhouse Investor Services, Inc. | Ny | NY | 08/1986 | 10/2017 |
| Td Waterhouse Capital Markets, Inc. | Jersey City | NJ | 10/2002 | 10/2017 |
| National Investor Services, Corp. | New York | NY | 04/2001 | 10/2017 |
| Charles Schwab & Co., Inc. | Westlake | TX | 01/2020 | Present |
| Self Employed | Jersey City, Nj | NJ | 10/2017 | 01/2020 |
| Td Ameritrade, Inc. | Westlake | TX | 10/2020 | 06/2024 |
1) NAPFA Consumer Education Foundation | Investment Related:No|8700 W Bryn Mawr Ave STE 700N|Chicago|IL|60631|USA|Nonprofit Charitable Organizations|Trustee|12/3/2020|Less than 20|0|Trustee on the board. 1 hour once per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-20 |
Reach out to this advisor