Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-02-21
TX RA APPROVED_RES 2012-12-06
FL RA APPROVED 1990-02-22
  • NJ RA
    APPROVED
    Since 2023-02-21
  • TX RA
    APPROVED_RES
    Since 2012-12-06
  • FL RA
    APPROVED
    Since 1990-02-22

Branch Locations

8840 Sw 136Th St, Miami, FL 33176 • United States

6950 Tpc Dr, Mckinney, TX 75070 • United States

Pinecrest, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Coral Gables FL 02/1987 Present
Other Businesses

NEW YORK STOCK EXCHANGE HEARING BOARD, OFFICE OF THE HEARING BOARD, NYSE REGULATION INC., 20 BROAD STREET, 18TH FLOOR NEW YORK, NY 10005, ADJUDICATES DISCIPLINARY MATTERS BROUGHT BY NYSE REGULATION, INC.'S DIVISION OF ENFORCEMENT, PANEL MEMBER, 06/08/1990, THIS IS TYPICALLY A ONE WEEK DURATION WHEN CALLED FOR PARTICIPATION. HAVE ONLY PARTICIPATED ONCE SINCE JOINING, 0HRS DRNG TRDNG, INVST RLTD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-10
  • S66 Uniform Combined State Law Examination
    2003-04-10
Other Names
  • Stacy Lynn Sherman
  • Stacy L Sherman

View on SEC IAPD

More in Miami, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor