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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-02-21 |
| TX | RA | APPROVED_RES | 2012-12-06 |
| FL | RA | APPROVED | 1990-02-22 |
Branch Locations
8840 Sw 136Th St, Miami, FL 33176 • United States
6950 Tpc Dr, Mckinney, TX 75070 • United States
Pinecrest, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Coral Gables | FL | 02/1987 | Present |
NEW YORK STOCK EXCHANGE HEARING BOARD, OFFICE OF THE HEARING BOARD, NYSE REGULATION INC., 20 BROAD STREET, 18TH FLOOR NEW YORK, NY 10005, ADJUDICATES DISCIPLINARY MATTERS BROUGHT BY NYSE REGULATION, INC.'S DIVISION OF ENFORCEMENT, PANEL MEMBER, 06/08/1990, THIS IS TYPICALLY A ONE WEEK DURATION WHEN CALLED FOR PARTICIPATION. HAVE ONLY PARTICIPATED ONCE SINCE JOINING, 0HRS DRNG TRDNG, INVST RLTD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-10 |
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