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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-06-24
GA RA APPROVED 2025-06-20
TX RA APPROVED_RES 2025-06-19
  • AL RA
    APPROVED
    Since 2025-06-24
  • GA RA
    APPROVED
    Since 2025-06-20
  • TX RA
    APPROVED_RES
    Since 2025-06-19

Branch Locations

Lagrange, GA • United States

2607 Dauphin St Ste B, Mobile, AL 36606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Mobile AL 10/2013 11/2016
Wells Fargo Clearing Services, Llc Mobile AL 11/2016 06/2025
Ameriprise Financial Services, Llc Mobile AL 06/2025 Present
Previous Registrations
  • 2013-10-11 → 2025-06-23
    Mobile, AL
  • 2009-06-01 → 2013-10-23
    Mobile, AL
    Mobile, AL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Mobile, AL
  • 2006-03-03 → 2007-04-02
    Morgan Stanley Dw Inc.
    Mobile, AL
  • 2001-08-27 → 2004-06-03
    A. G. Edwards & Sons, Inc.
    Gulf Shores, AL
Other Businesses

Other Business Activities; Roy LeBlanc Books; Writer and Author; six fiction books currently available on Amazon; The Creole Son, Someplace Better, Comfortable Graves, Katrina Class, The Hydrogen Frontier and The Newspaper Shack.; 1094 Cameron Mill Rd, , Lagrange, GA, 30240; Not Investment-Related; 10/15/1995; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-12
S63 Uniform Securities Agent State Law Examination 1986-05-13
  • S66 Uniform Combined State Law Examination
    2001-04-12
  • S63 Uniform Securities Agent State Law Examination
    1986-05-13
Other Names
  • Roy Michel Leblanc
  • Roy M Leblanc
  • Roy Leblanc
  • Roy M Le Blanc
  • Roy Le Blanc
  • Roy Michel Leblanc
  • Roy M Leblanc
  • Roy Leblanc
  • Roy Michel Le Blanc
  • Roy M Le Blanc
  • Roy Le Blanc

View on SEC IAPD

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