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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-05-15
  • FL RA
    APPROVED
    Since 2018-05-15

Branch Locations

Sarasota, FL • United States

8120 Lakewood Main Street Suite 201, Lakewood Ranch, FL 34202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Sarasota FL 03/2009 05/2018
Raymond James & Associates, Inc. Lakewood Ranch FL 05/2018 Present
Previous Registrations
Other Businesses

PAMELA R MILLER / NOTARY PUBLIC / SARASOTA, FL 34240 / NOTARY PUBLIC / START DATE 08/24/2012 - / 1 HRS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-02-16
  • S63 Uniform Securities Agent State Law Examination
    1993-02-16
Other Names
  • Pamela Ruth Rak

View on SEC IAPD

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