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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-12-22 |
Branch Locations
5811 Pelican Bay Blvd Ste 600, Naples, FL 34108 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Fort Lauderdale | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fort Lauderdale | FL | 11/2016 | 11/2020 |
| Wells Fargo Advisors Financial Network, Llc | Naples | FL | 11/2020 | Present |
ADAPTIVE INVESTORS, LLC, INVT RELATED, FORT LAUDERDALE, FL, 100% OWNERSHIP, START DATE 11/3/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, TRANSITIONING AND WILL BE USED FOR FINET PRACTICE.; TRUSTEE FOR FATHER'S TRUST, INV RELATED, FORT LAUDERDALE, FL, START: 9/11/2020, 0 HRS/MONTH, 0 HRS DURING TRADING.; TRUSTEE FOR ADAPTIVE INVESTORS, LLC 401K, INV RELATED, FORT LAUDERDALE, FL, START: 12/01/2021, 1 HR/MONTH, 0 HRS DURING TRADING, FINET PRACTICE 401K.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-09 |
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