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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-10-13
  • OH RA
    APPROVED
    Since 2020-10-13

Branch Locations

123 Riverside Dr. Suite 106, Daytton, OH 45405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fellers Financial Concepts Dayton OH 01/1978 Present
Southeast Investments, N.C. Inc. Charlotte NC 05/2007 06/2017
Invest Financial Corp. Tampa FL 06/2017 11/2017
Cambridge Investment Research, Inc. Fairfield IA 11/2017 Present
Cambridge Investment Research Advisors Inc. Fairfield IA 10/2020 Present
  • 01/1978 → Present
    Fellers Financial Concepts
    Dayton, OH
  • 05/2007 → 06/2017
    Southeast Investments, N.C. Inc.
    Charlotte, NC
  • 06/2017 → 11/2017
    Invest Financial Corp.
    Tampa, FL
  • 11/2017 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2020 → Present
    Fairfield, IA
Other Businesses

1) RENTAL PROPERTY OWNER, DAYTON OH, 08/2002, NIR, 10 HR/MO 0 HR/MO TRADING 2) FELLERS FINANCIAL CONCEPTS, 123 RIVERSIDE DR STE 106, DAYTON, OH, 7/1978, AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 60 HR/WK 8 HR/TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 10/2020, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 4) KAIROS PRISON MINISTRY, PO BOX 14490 COLUMBUS OH, 11/2021, BIARD MEMBER, RELIGIOUS ORGANIZATION, NIR, 2 HR/MO 0 HR/MO TRADING 5) FELLERS FINANCIAL CONCEPTS, Dayton OH 45405, United States, 10/13/2020, IAR, DBA Name, INV REL, 160 HR/MO 120 HR/MO TRADING 6) INTERDEPENDENT ADVISORS, 7426 Jager Court, Cincinnati OH 45230, 06/2017, Agent, DBA Name, NIR, 160 HR/MO - 40 HR/MO TRADING.

Other Names
  • Dan Fellers

View on SEC IAPD

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