Cody Laura Siebert

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 06/2024
  Securities America Inc
  Rosenberg, TX
• 11/2014 → 06/2024
  Securities America Advisors
  Rosenberg, TX
• 06/2024 → 06/2025
  Osaic Wealth, Inc.
  Rosenberg, TX
• 06/2025 → Present
  Lpl Financial Llc
  Katy, TX

Previous Registrations

• 2024-06-14 → 2025-06-18
  Osaic Wealth, Inc.
  Katy, TX
• 2014-11-24 → 2024-06-14
  Securities America Advisors, Inc.
  Rosenberg, TX
• 2007-01-10 → 2014-11-24
  1St Global Advisors Inc
  Rosenberg, TX

Other Businesses

1- 05/2025 / SIEBERT, BRIGGS AND COMPANY WEALTH MGMT ADVISORS, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 10 hrs mth / 0 hrs during trading / At reported business location(s) 2- 05/2025 / SIEBERT, BRIGGS AND COMPANY WEALTH MGMT ADVISORS, LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / 20 hrs mth / Katy, Texas / Start date: 01/01/2007 3- 05/2025 / DREAM CATCHER FARMS / Farming Agricultural / Not Investment Related / 10 hrs mth / Cat Spring TX / Start date: 01/01/1995 4- 10/31/2025- Highland Capital Insurance Brokerage- Other- Non-Variable Insurance Trails Only- INV Related- At Katy TX - 1 Hour Per Month

Exams

• S66 Uniform Combined State Law Examination
  2006-12-13
• S63 Uniform Securities Agent State Law Examination
  1986-09-29

Other Names

• Cody Laura Weiss
• Cody Laura Weiss
• Cody Laura Miezskowski
• Cody Laura Siebert